Dennis Serio
Dennis Serio is a registered investment advisor at Ameriprise Financial Services, LLC, based in Dallas, TX, with 36 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
8850 Boedeker Dr, Dallas, TX, 75225
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dennis works at Comerica Bank and is involved with Maestro/FO2, a cash management platform for corporate and institutional clients. Both activities are investment-related and take about a third of his time each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Comerica Securities
Comerica SecuritiesBroker
Wells Fargo Securities, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Comerica Securities
Comerica SecuritiesBroker
Comerica Financial Services, INC.Broker
Fimco Securities Group, INC.Broker
Comerica SecuritiesBroker
Comerica Brokers, INC.Broker
Banc One Securities CorporationBroker
Mbank Capital Markets, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.