DO
DO
David Oblock is a registered investment advisor, based in Murrysville, PA, with 39 years of industry experience.
Location
3875 Franklintowne Ct, Ste 210, Murrysville, PA, 15668
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024Denied
Other Business ActivitiesSells Insurance
David is an independent insurance agent since 1990, dedicating minimal time to this role. He also holds board member positions in several non-public entities and works as an advisory representative of a registered investment advisor, spending about 10-20% of his time on this.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
November 2012 - Present · 13 yrs 6 mos
Cambridge Investment Research Advisors, INC.
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
LPL Financial LLC
September 2009 - November 2012 · 3 yrs 2 mos
LPL Financial LLCBroker
September 2009 - November 2012 · 3 yrs 2 mos
Mutual Service Corporation
April 2003 - September 2009 · 6 yrs 5 mos
Mutual Service CorporationBroker
April 2003 - September 2009 · 6 yrs 5 mos
Ffp Advisory Services INC
April 1996 - April 2003 · 7 yrs
Ffp Securities, INC.Broker
January 1996 - April 2003 · 7 yrs 3 mos
American Express Service CorporationBroker
May 1993 - December 1994 · 1 yr 7 mos
American Express Financial Advisors INC.Broker
November 1989 - January 1996 · 6 yrs 2 mos
Ids Life Insurance CompanyBroker
November 1989 - January 1996 · 6 yrs 2 mos
Southmark Financial Services, INC.Broker
November 1987 - June 1989 · 1 yr 7 mos
Financial Estate Planning, INC.Broker
July 1987 - November 1987 · 4 mos
First American National Securities, INC.Broker
December 1985 - May 1987 · 1 yr 5 mos
State Registrations27 states
AZCACOCTDEFLILINKSMAMDMINCNENJNMNVNYOHPARISCTNTXVAVTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.