JH
JH

Joe Haywood

36 Years of Experience
El Segundo, CA
4 DisclosuresBroker

Joe Haywood is a registered investment advisor at LPL Financial LLC, based in El Segundo, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

360 North Pacific Coast Hwy, Ste 2000, El Segundo, CA, 90245

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Denied
Customer Dispute
February 2017
Denied
Customer Dispute
December 2016
Withdrawn
Customer Dispute
January 2016
Withdrawn
Other Business Activities

Joe serves as an Executive Pastor at New Vision Christian Fellowship since 2013, dedicating a few hours per week to pastoring, preaching, and leadership development. This activity is not investment-related and he receives no compensation.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr
LPL Financial LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Sorrento Pacific Financial, LLC
February 2018 - May 2025 · 7 yrs 3 mos
Sorrento Pacific Financial, LLCBroker
February 2018 - May 2025 · 7 yrs 3 mos
The Retirement Group, LLC
March 2015 - October 2016 · 1 yr 7 mos
Fsc Securities Corporation
March 2000 - January 2018 · 17 yrs 10 mos
Fsc Securities CorporationBroker
March 2000 - January 2018 · 17 yrs 10 mos
1717 Capital Management CompanyBroker
August 1995 - March 2000 · 4 yrs 7 mos
Royal Alliance Associates, INC.Broker
August 1995 - March 2000 · 4 yrs 7 mos
First Montauk Securities CORP.Broker
April 1993 - August 1995 · 2 yrs 4 mos
Financial West GroupBroker
April 1992 - April 1993 · 1 yr
Transamerica Financial Resources, INC.Broker
November 1989 - April 1992 · 2 yrs 5 mos
Transamerica Securities Sales CorporationBroker
November 1989 - April 1992 · 2 yrs 5 mos
State Registrations13 states
AZCAFLGAIDILLANJNVNYTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.