Lainie Small is a registered investment advisor at Morgan Stanley, based in Toms River, NJ, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1433 Hooper Avenue, Toms River, NJ, 08753
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Lazard Asset Management Securities LLCBroker
April 2004 - March 2017 · 12 yrs 11 mos
Lazard Freres & CO. LLCBroker
October 1992 - December 2002 · 10 yrs 2 mos
Alliance Fund Distributors, INC.Broker
September 1987 - April 1991 · 3 yrs 7 mos
State Registrations43 states
ALAZCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMNMOMSMTNCNDNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.