Mark Bass
Mark Bass is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Lubbock, TX, with 53 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
7818 Orlando Ave, Null, Lubbock, TX, 79423
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 1995Customer Dispute
June 1993Customer Dispute
May 1990Other Business ActivitiesSells Insurance
Mark is a CFP and AIF with Pennington, Bass & Associates, providing comprehensive financial planning, and also sells fixed insurance, life/health/disability annuities/long-term care. He also serves on the board of the Lubbock Downtown Development Corporation and is chairman of the board for Lubbock Entertaining and Performing Arts Association, among other activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Bts Asset Management, INC.
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
Derand/pennington/bass, INC.Broker
Pennington/bass Equities, INC.Broker
Financial Synergies Equities, INC.Broker
Integrated Resources Equity CorporationBroker
Financial Service Corporation of AmericaBroker
Fundamental Service CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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