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Arnel Gonzales

39 Years of Experience
Purchase, NY
1 DisclosureBroker

Arnel Gonzales is a registered investment advisor at Ameriprise Financial Services, LLC, based in Purchase, NY, with 39 years of industry experience. Arnel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2900 Westchester Ave, Ste 300, Purchase, NY, 10577

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History

Regulatory History (1)
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Customer Dispute
April 2001
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2009 - Present · 17 yrs 1 mo
Ameriprise Financial Services, LLC
June 2009 - Present · 17 yrs 1 mo
Ameriprise Financial Services, LLCBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2009 · 0 mos
Citigroup Global Markets INC.
March 2009 - June 2009 · 3 mos
Citigroup Global Markets INC.Broker
June 1992 - June 2009 · 17 yrs
Dean Witter Reynolds INC.Broker
August 1988 - June 1992 · 3 yrs 10 mos
Ernst & CompanyBroker
July 1987 - July 1988 · 1 yr
The Stuart-James Company, INC.Broker
November 1986 - June 1987 · 7 mos
State Registrations11 states
CACTFLHIILNCNJNYOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.