David Davis
David Davis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Auburn, CA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
390 Elm Avenue, Auburn, CA, 95603
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 2007Customer Dispute
November 1996Employment Separation After Allegations
August 1990Customer Dispute
October 1988Other Business Activities
David works as a financial advisor for both First Northern Advisors and First Northern Bank, dedicating about half his time to each. He also owns a single-family home rental property, requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Invest Financial Corporation
Invest Financial CorporationBroker
Gna Securities, INC.Broker
Marketing One Securities, INC.Broker
E. F. Hutton & Company INCBroker
Christopher Weil & Company, INCBroker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.