KF
KF

Kenneth Farley

38 Years of Experience
Hendersonville, TN
Broker

Kenneth Farley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hendersonville, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

270 E Main Street, Suite 700, Hendersonville, TN, 37075

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kenneth works as a financial advisor for Pinnacle Asset Management, dedicating about half of his time. He also works as a financial consultant for Pinnacle Financial Partners, spending about 10-20% of his time there.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2018 - Present · 8 yrs 2 mos
Raymond James Financial Services, INC.Broker
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - March 2018 · 1 yr 6 mos
Suntrust Investment Services, INC.
May 1998 - December 2016 · 18 yrs 7 mos
Suntrust Investment Services, INC.Broker
February 1996 - March 2018 · 22 yrs 1 mo
Suntrust Securities, INC.Broker
October 1989 - December 1994 · 5 yrs 2 mos
Ameristar Capital Markets, INC.Broker
June 1986 - October 1989 · 3 yrs 4 mos
State Registrations10 states
ALCAFLILKYMSOHPATNTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.