Jerome Gendron
Jerome Gendron is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Naperville, IL, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
263 Shuman Blvd., Suite 130, Naperville, IL, 60563
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 1997Customer Dispute
March 1994Customer Dispute
October 1993Other Business Activities
Jerome is a sole proprietor of Guitar Chief, acquiring, refurbishing, and selling musical instruments. This activity takes a significant amount of time each day, but occurs outside of securities trading hours.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan Stanley Dw INC.Broker
Prudential Securities IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.