David Stevens
David Stevens is a CFP-designated registered investment advisor at A & I Wealth Management, based in Lone Tree, CO, with 40 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 518 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $15.0M | 0.65% |
| $15.0M - $20.0M | 0.50% |
| $20.0M - $25.0M | 0.40% |
| $25.0M - $30.0M | 0.35% |
| $30M+ | 0.30% |
Fees are negotiable based on assets under management, financial complexity, and other relationships. Account values for family members in the same household may be combined to determine breakpoints.
Fee Estimator
Location
9605 Kingston Court, Suite 190, Lone Tree, CO, 80112
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David works as an IAR under A&I Financial Services LLC and A&I Wealth Management, and is an independent representative with various insurance carriers for fixed products. He also serves as trustee/co-trustee for family members and the Tweedy Family Irrevocable Trust, and is associated with David L Stevens and Assoc Inc.
Employment History
Current Registrations
A & I Wealth Management
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Irongate Financial Services, INC.
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Sun Investment Services CompanyBroker
Farwest Securities, INC.Broker
B.C. Christopher Securities CO.Broker
Morison Securities, INC.Broker
Sma Equities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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