Philip Sgariglia
Philip Sgariglia is a registered investment advisor at LPL Financial LLC, based in Miromar Lakes, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Miromar Lakes, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2012Customer Dispute
July 1994Regulatory
March 1983Other Business ActivitiesSells Insurance
Philip is a fixed insurance agent since 2018 and acts as a successor trustee and beneficiary for his father's trust since 1999. He also dedicates full-time hours to Financial Servicenter Corp and about half his time to San Marino Financial Corp, both DBAs for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Oak Brook Securities CORP.Broker
Sentra Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.