David Cowan
David Cowan is a registered investment advisor at William Joseph Capital Management, INC., based in Noth Haven, CT, with 16 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,153 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WJCM's advisory service fees are negotiable and range from 0.60% to 1.35% annually, billed quarterly. The fee is based on the size of the account, the relationship, and the services provided. If you engage WJCM for wealth management services, financial planning services are included in the investment management fees. Additional hourly fees may be charged for more complex financial planning services with mutual agreement.
Location
Noth Haven, CT
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Regulatory History (1)
Regulatory
March 1995Other Business ActivitiesSells Insurance
David is the owner of Legacy Retirement Group, LLC, selling life insurance, fixed annuities, and long-term care insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
William Joseph Capital Management, INC.
Previous Registrations
Ffp Securities, INC.Broker
Main Street Management CompanyBroker
First American National Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.