David Cowan
David Cowan is a registered investment advisor at William Joseph Capital Management, INC., based in Noth Haven, CT, with 17 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,879 clients with $690M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.35% |
Fees are negotiable based on account size, relationship, and services provided. Generally, fees range between 0.60% and 1.35% annually, billed quarterly.
Fee Estimator
Location
Noth Haven, CT
Get directionsHistory
Regulatory History (1)
Regulatory
March 1995Other Business ActivitiesSells Insurance
David is the owner of Legacy Retirement Group, LLC, selling life insurance, fixed annuities, and long-term care insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
William Joseph Capital Management, INC.
Previous Registrations
Ffp Securities, INC.Broker
Main Street Management CompanyBroker
First American National Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.