MH
MH

Mark Hogue

40 Years of Experience
Austin, TX
Broker

Mark Hogue is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 40 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

9442 N Capital of Texas Hwy, Ste 800, Austin, TX, 78759

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark owns multi-family real estate and is developing patents through 5 Stone Products. The real estate is investment-related, while the patent work takes minimal time and is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLC
June 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2009 - July 2023 · 14 yrs
Wells Fargo Clearing Services, LLCBroker
July 2009 - July 2023 · 14 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Morgan Stanley Smith Barney LLC
June 2009 - August 2009 · 2 mos
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
January 1986 - July 1993 · 7 yrs 6 mos
State Registrations9 states
ALAZCALANMNYTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Hogue - Financial Advisor | TrueAdvisor