AM
CFP
AM
CFP

Andre Mcdonnaugh

37 Years of Experience
Baldwin, NY
BrokerSells Insurance

Andre Mcdonnaugh is a CFP-designated registered investment advisor at Delphin Investments, based in Baldwin, NY, with 37 years of industry experience. Andre operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$4.1M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Delphin Investments offers investment management services on a separate account basis. The fees vary depending on the investment strategy and the amount invested.

  • Global Tactical Asset Allocation:

    • 2.00% on the first $5 million
    • 0.75% on the next $20 million
    • 0.60% on the next $25 million
    • 0.50% on assets greater than $100 million
  • U.S. Small-Cap Stock:

    • 0.75% on the first $25 million
    • 0.60% on the next $25 million
    • 0.50% on assets greater than $50 million
  • Pan-Caribbean Regional Index:

    • 2.00% on the first $5 million
    • 0.75% on the next $20 million
    • 0.60% on the next $25 million
    • 0.50% on assets greater than $100 million
  • Outsourced CIO Service:

    • 1.00% on the first $5 million
    • 0.75% on the next $20 million
    • 0.60% on the next $75 million
    • 0.50% on the next $150 million
    • 0.40% on the next $250 million
    • 0.30% on the next $500 million
    • 0.10% on assets greater than $1 billion
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Location

2425 Grand Ave, Baldwin, NY, 11510

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andre is a statutory agent/owner at AIMCDONNAUGH & CO, selling auto, home, and business insurance, dedicating about 10-20% of his time. He also owns AIM Tax Service, spending minimal time preparing income tax returns, and is a registered representative at McDonnaugh Securities, LLC, trading securities full-time, and an investment adviser representative at Delphin Investments LLC, providing investment advisory services.

Employment History
Current Registrations
Delphin Investments
September 2024 - Present · 1 yr 8 mos
Aimcdonnaugh & CO. INC.
March 2022 - Present · 4 yrs 2 mos
Mcdonnaugh Securities LLCBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Aimcdonnaugh & CO. INC.
June 2021 - December 2021 · 6 mos
Delphin Investments
December 2015 - December 2018 · 3 yrs
Royal Alliance Associates, INC.Broker
September 2002 - October 2015 · 13 yrs 1 mo
North Ridge Securities CORP.Broker
April 1997 - September 2002 · 5 yrs 5 mos
Jaron Equities CORP.Broker
March 1991 - April 1997 · 6 yrs 1 mo
Global Capital Securities, INC.Broker
August 1988 - March 1991 · 2 yrs 7 mos
Global Investor Securities, INC.Broker
November 1987 - February 1988 · 3 mos
National Securities & Research CorporationBroker
September 1987 - March 1988 · 6 mos
First Investors CorporationBroker
January 1986 - June 1987 · 1 yr 5 mos
State Registrations6 states
FLGANJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andre Mcdonnaugh - Financial Advisor | TrueAdvisor