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Arnold Honda

32 Years of Experience
Honolulu, HI
BrokerSells Insurance

Arnold Honda is a registered investment advisor at Osaic Wealth, INC., based in Honolulu, HI, with 32 years of industry experience. Arnold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

1163 S. Beretania Street, Honolulu, HI, 96814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arnold is an agent at Arnold K. Honda, JD & Associates, Inc. since 2010, focusing on sales and service of fixed life insurance and health insurance policies. This takes about half of his time, with 20 hours dedicated to securities trading.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
March 2017 - Present · 9 yrs 2 mos
Osaic Wealth, INC.
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Signator Investors, INC.
May 2016 - March 2017 · 10 mos
Signator Investors, INC.Broker
May 2016 - March 2017 · 10 mos
Transamerica Financial Advisors, INCBroker
September 2009 - May 2016 · 6 yrs 8 mos
Transamerica Financial Advisors, INC.
September 2009 - May 2016 · 6 yrs 8 mos
Transamerica Financial Advisors, INC.
January 2006 - September 2009 · 3 yrs 8 mos
Transamerica Financial Advisors, INC.Broker
February 1994 - September 2009 · 15 yrs 7 mos
State Registrations9 states
CACOHINMNVORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arnold Honda - Financial Advisor | TrueAdvisor