Michael Banks
Michael Banks is a registered investment advisor at Cetera Investment Advisers LLC, based in Boulder, CO, with 40 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1634 Walnut St Ste 111, Boulder, CO, 80302
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael sells fixed insurance products (life, disability, annuities, long-term care) as an agent and is also a Managing Director/Financial Advisor for MBA Financial Services, LLC. He is also involved in other businesses including book authoring, real estate, financial services, advisory services, and solar panel referrals.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Lakeridge Wealth Management LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Lakeridge Wealth Management LLC
Cetera Advisor Networks LLC
Lighthouse Financial LLC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
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