AS
AS

Arthur Springer

40 Years of Experience
Woodbury, NY
Broker

Arthur Springer is a registered investment advisor at Raymond James & Associates, INC., based in Woodbury, NY, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

135 Crossways Park Drive, Suite 104, Woodbury, NY, 11797

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 2017 - Present · 8 yrs 8 mos
Raymond James & Associates, INC.
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2002 - November 2017 · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1986 - November 2017 · 31 yrs 10 mos
State Registrations28 states
ALAZCACOCTDEFLGAHIILLAMAMDMIMONCNJNVNYPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.