SG
SG

Samuel Ginsberg

39 Years of Experience
Pittsburgh, PA
Broker

Samuel Ginsberg is a registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

680 Andersen Dr, Ste 590, Pittsburgh, PA, 15220

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 5 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 5 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 5 mos
Previous Registrations
1914 Advisors
June 2009 - February 2023 · 13 yrs 8 mos
Boenning & Scattergood, INC.Broker
February 2009 - February 2023 · 14 yrs
Ferris, Baker Watts, LLCBroker
September 2006 - February 2009 · 2 yrs 5 mos
Arthurs, Lestrange & Company IncorporatedBroker
April 1996 - September 2006 · 10 yrs 5 mos
PNC Brokerage CORPBroker
December 1994 - March 1996 · 1 yr 3 mos
PNC Securities CORPBroker
September 1992 - December 1994 · 2 yrs 3 mos
Commonwealth Securities and Investments, INC.Broker
October 1988 - September 1992 · 3 yrs 11 mos
Mellon Financial Services CorporationBroker
August 1986 - September 1988 · 2 yrs 1 mo
State Registrations28 states
ALAZCACOCTDCDEFLGAILMAMDMEMIMSNCNHNJNYOHOKPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Samuel Ginsberg - Financial Advisor | TrueAdvisor