Robert Roberts
Robert Roberts is a registered investment advisor at LPL Financial LLC, based in Richmond, KY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
527 W. Main Street, Richmond, KY, 40475
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2015Other Business ActivitiesSells Insurance
Robert operates Roberts Insurance and Investments, a DBA for his LPL business, and R. J. Roberts Inc/Roberts Insurance, both involving non-variable insurance, dedicating about half his time to each. He also owns Crawfish Investments, LLC (real estate rental) and Crawfish, Inc. (business entity for tax/investment purposes).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Service CorporationBroker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Alexander Investment Services CO.Broker
Fidelity Equity Services CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.