Brian Laux is a registered investment advisor at LPL Financial LLC, based in Highlands, NJ, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Highlands, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian works for Game 7 Sports, dedicating about 10-20% of his time. He also operates Zando Financial as a DBA for his LPL business, spending minimal time on it, and works full-time as a school administrator for St. Leo the Great School.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Regal Advisory Services, INC.
Regal Securities, INC.Broker
Victory Capital Management INC.
Victory Capital Advisers, INC.Broker
Invesco Advisers, INC.
Invesco Aim Private Asset Management, INC.
Invesco Distributors, INC.Broker
Russell Investments
Russell Financial Services, INC., Part of Russell InvestmentsBroker
Curian Capital, LLC
Investment Centers of America, INC.Broker
Morgan Stanley Dw INC.Broker
Van Kampen Funds INC.Broker
Glickenhaus & CO.Broker
First Investors CorporationBroker
Executive Investors CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.