RK
RK
Robert Kromer
39 Years of Experience
Sun City West, AZ
6 Disclosures
Robert Kromer is a registered investment advisor at Rk Retirement Solutions LLC, based in Sun City West, AZ, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 90 clients with $19M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
90 clients
Average Client Portfolio
$210K average
Assets Under Management
$18.9M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees negotiable for accounts over $1,000,000. For clients using Synergy Asset Management, RK Retirement charges 1% and Synergy charges 0.5%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Sun City West, AZ
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012Settled
Customer Dispute
April 1996Settled
Regulatory
June 1992Final
Customer Dispute
June 1992Settled
Customer Dispute
November 1991Settled
Employment Separation After Allegations
November 1991Employment History
Current Registrations
Rk Retirement Solutions LLC
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Securities America Advisors, INC.
January 2015 - August 2017 · 2 yrs 7 mos
Securities America, INC.Broker
July 2014 - August 2017 · 3 yrs 1 mo
Dalton Strategic Investment Services INC.Broker
June 2011 - August 2014 · 3 yrs 2 mos
Workman Securities CorporationBroker
October 2003 - June 2011 · 7 yrs 8 mos
Usallianz Securities, INC.Broker
September 2000 - November 2003 · 3 yrs 2 mos
Tower Square Securities, INC.Broker
March 1996 - October 2000 · 4 yrs 7 mos
Advantage Capital CorporationBroker
August 1994 - March 1996 · 1 yr 7 mos
Travelers Equities Sales, INC.Broker
April 1993 - August 1994 · 1 yr 4 mos
Metlife Securities INC.Broker
August 1992 - January 1993 · 5 mos
Metropolitan Life Insurance CompanyBroker
August 1992 - January 1993 · 5 mos
Pruco Securities CorporationBroker
December 1985 - January 1992 · 6 yrs 1 mo
State Registrations3 states
AZMNTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.