J Pluff is a registered investment advisor at RBC Capital Markets, LLC, based in Syracuse, NY, with 40 years of industry experience. J operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5786 Widewaters Pkwy, Suite 2, Syracuse, NY, 13214-3500
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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J is involved with several non-profit organizations, including Upstate Medical University Foundation, Everson Museum of Art, and WCNY - TV - PBS, as well as an informal partnership with A-Square Investors, LLC. J also hosts a weekly TV show, dedicating minimal time to it.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.