Alan Lawrence is a CFA-designated registered investment advisor at Lawrence, Alan, based in Dallas, TX, with 39 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $24M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alan Lawrence's fees are negotiable and can be structured in one of three ways:
- A maximum of 1% annually, based on the total market value of your portfolio at the end of each quarter.
- An hourly fee of $75 per hour.
- A negotiated set annual dollar amount, not to exceed 1% of assets, charged quarterly.
Location
Dallas, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is involved in real estate activities, including buying, selling, renting, repairing, and administering properties since 1976. This can take up to 250 hours per month, both during and outside of securities trading hours.
Employment History
Current Registrations
Lawrence, Alan
Previous Registrations
Lawrence, Alan
T.L. Smith SecuritiesBroker
First Research FinancialBroker
T.L. Smith SecuritiesBroker
Prudential-Bache Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.