Nancy Carlson
Nancy Carlson is a CFP-designated registered investment advisor at Prime Capital Financial, based in Sioux Falls, SD, with 40 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 19,012 clients with $30B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prime Capital Financial offers asset management services where fees typically range from 1.00% to 1.50% annually, but can range from 0.25% to 2.50% of the assets in your account. Fees are negotiable based on factors like the advisor, client type, complexity, account composition, trading activity, potential deposits, client relationship, and total assets managed. Different advisors may charge different fees for the same services. Clients also pay transaction costs. Some clients may be charged performance-based fees. A minimum investment of $100,000 is required for the Opportunistic Growth Strategy.
Location
5024 S Bur Oak Place, Suite 100, Sioux Falls, SD, 57108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is an insurance agent selling non-variable insurance products, dedicating minimal time to this activity. She also owns Vintek Nutrition LLC, Vincent Grace Designs, Insignia Holdings LLC, CHHSZ Holdings LLC, and PCRM LLC, spending minimal time on each.
Employment History
Current Registrations
Prime Capital Financial
Previous Registrations
Professional Financial Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
Hamilton Investments, INC.Broker
Transamerica Financial Resources, INC.Broker
Princor Financial Services CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.