AP
AP

Alan Piehl

39 Years of Experience
Aurora, CO
Broker

Alan Piehl is a registered investment advisor at Cetera Investment Advisers LLC, based in Aurora, CO, with 39 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1010 South Joliet, #109, Aurora, CO, 80012

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Alan is a CPA and provides tax preparation/accounting services through Alan R. Piehl, CPA, PC, dedicating full-time hours. He also serves as Treasurer/Comptroller for Havana Gardens Center Office and is a Financial Advisor Representative/CPA at TIMEWISE FINANCIAL LLC, spending full-time hours rendering financial advice and preparing income tax returns.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
December 1999 - September 2025 · 25 yrs 9 mos
Avantax Investment Services, INC.Broker
May 1986 - September 2025 · 39 yrs 4 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.