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Mark Wieland

Ameriprise Financial Services, LLC
40 Years of Experience
Lawrenceville, NJ
1 DisclosureBroker
View SEC Summary
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Mark Wieland is a registered investment advisor at Ameriprise Financial Services, LLC, based in Lawrenceville, NJ, with 40 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 Lenox Dr, Ste 201, Lawrenceville, NJ, 08648

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2007
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLC
July 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2011 - July 2022 · 11 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
June 2011 - July 2022 · 11 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - June 2011 · 2 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - June 2011 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2007 - April 2007 · 1 mo
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Wachovia Securities, LLC
January 2003 - March 2007 · 4 yrs 2 mos
Wachovia Securities, LLCBroker
October 2000 - March 2007 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
July 1987 - October 2000 · 13 yrs 3 mos
Prudential-Bache Securities INC.Broker
January 1986 - October 1986 · 9 mos
State Registrations14 states
AZCACODEFLGAMAMDNCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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