Jerry Catlett
Jerry Catlett is a registered investment advisor at LPL Financial LLC, based in Richmond, KY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Richmond, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jerry is involved in several business activities, including operating GCH Insurance Group (a P&C insurance agency), Alliance Financial Planning (DBA for LPL business), Catlett's Financial & Insurance Service LLC, Investments & Financial Strategies (DBA for LPL business), and Salt River B&B LLC. He also owns multiple rental real estate properties and serves as a planning commissioner for Mercer County, Kentucky, and sells fixed life insurance through Brokers International Brokerage general agency.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Green Hill Financial Service CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.