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Regis Larkin is a registered investment advisor at Morgan Stanley, based in Frederick, MD, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
30 West Patrick Street, Suite 700, Frederick, MD, 21701
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Regulatory History (1)
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Customer Dispute
September 2005Denied
Other Business Activities
Regis is a partner at Larkin Dental Health LLC since 2020, spending minimal time outside business hours on administrative tasks. He is also a member of ReBob Holdings LLC since 2023, dedicating minimal time outside business hours to administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
July 2017 - Present · 8 yrs 10 mos
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
RBC Capital Markets, LLCBroker
June 2009 - August 2017 · 8 yrs 2 mos
RBC Capital Markets, LLC
June 2009 - August 2017 · 8 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2001 - April 2007 · 6 yrs
Morgan Stanley Dw INC.Broker
November 2000 - April 2007 · 6 yrs 5 mos
Bgs&g Investment Services, INC.Broker
August 1990 - December 2000 · 10 yrs 4 mos
Ferris, Baker Watts IncorporatedBroker
April 1987 - July 1990 · 3 yrs 3 mos
American Express Financial Advisors INC.Broker
February 1986 - May 1987 · 1 yr 3 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.