Michael Puckly
Michael Puckly is a ChFC-designated registered investment advisor at Wellspring Financial, LLC, based in South Windsor, CT, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 112 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wellspring Financial charges an annual fee for managing your investment portfolio, ranging from 0.60% to 1.20% of the value of your investments. The specific percentage depends on the amount you invest and the complexity of the services provided. This fee is calculated each quarter based on your portfolio balance at the end of the billing period. You can end the agreement with 30 days' notice, and you'll only be charged for the days Wellspring managed your investments.
Location
South Windsor, CT
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Regulatory History (1)
Regulatory
September 2020Other Business ActivitiesSells Insurance
Michael is an insurance agent selling life, disability, and long-term care insurance. He is also a non-profit board member for Riverfront Recapture Executive Committee.
Employment History
Current Registrations
Wellspring Financial, LLC
Previous Registrations
Lifeline Financial, LLC
Phoenix Equity Planning CorporationBroker
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
Phoenix Equity Planning CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.