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ChFC
MP
ChFC

Michael Puckly

Wellspring Financial, LLC
34 Years of Experience
South Windsor, CT
1 DisclosureMay Earn CommissionSells Insurance
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Michael Puckly is a ChFC-designated registered investment advisor at Wellspring Financial, LLC, based in South Windsor, CT, with 34 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 112 clients with $69M in assets under management.

Wellspring Financial, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
112 clients
Average Client Portfolio
$619K average
Assets Under Management
$69.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.20%

Annual fees range from 0.60% to 1.20% depending upon market value, type, and complexity of asset management services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

South Windsor, CT

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History

Regulatory History (1)
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Regulatory
September 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is an insurance agent selling life, disability, and long-term care insurance. He is also a non-profit board member for Riverfront Recapture Executive Committee.

Employment History
Current Registrations
Wellspring Financial, LLC
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Lifeline Financial, LLC
January 2008 - February 2018 · 10 yrs 1 mo
Phoenix Equity Planning CorporationBroker
February 2002 - November 2007 · 5 yrs 9 mos
Ws Griffith Securities, INC.Broker
December 1998 - February 2002 · 3 yrs 2 mos
Phoenix Equity Planning CorporationBroker
April 1995 - December 1998 · 3 yrs 8 mos
W. S. Griffith & CO., INC.Broker
October 1994 - April 1995 · 6 mos
Phoenix Equity Planning CorporationBroker
April 1994 - October 1994 · 6 mos
Phoenix Equity Planning CorporationBroker
March 1986 - November 1988 · 2 yrs 8 mos
State Registrations3 states
CTMANY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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