Gerardo Chapa is a registered investment advisor, based in Houston, TX, with 40 years of industry experience. Gerardo is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1330 Post Oak Blvd., Suite 2100, Houston, TX, 77056
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Regulatory History (2)
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Customer Dispute
April 2008Settled
Regulatory
December 2005Final
Other Business Activities
Gerardo works as an Investment Advisory Representative at GFS Advisors LLC since 2007. He spends about half his time managing advisory accounts.
Employment History
Current Registrations
Global Financial Services, L.L.C.Broker
September 2022 - Present · 4 yrs 1 mo
Gfs Advisors LLC
May 2007 - Present · 19 yrs 5 mos
Previous Registrations
Global Financial Services, L.L.C.Broker
July 1994 - March 2022 · 27 yrs 8 mos
Global Financial Services, LLC
July 1994 - August 2008 · 14 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
February 1988 - July 1994 · 6 yrs 5 mos
Goldman, Sachs & CO.Broker
April 1986 - March 1988 · 1 yr 11 mos
State Registrations9 states
AZCACODEFLMIOHSDTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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