James Schultz
James Schultz is a registered investment advisor at Wells Fargo Advisors, based in Yardley, PA, with 40 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1010 Stony Hill Rd Ste 100, Yardley, PA, 19067
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
March 2007Other Business Activities
James is the trustee of his father's trust and the executor of his father's estate, both investment-related activities. He spends minimal time on each of these roles.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
First Union Capital Markets CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
E. F. Hutton & Company INCBroker
Philips, Appel & Walden, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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