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Douglas Lake

40 Years of Experience
Iseline, NJ
1 DisclosureBroker

Douglas Lake is a registered investment advisor, based in Iseline, NJ, with 40 years of industry experience.

Location

485 Us Highway 1 South, Bldg C; Suite 120, Iseline, NJ, 08830

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 1995
Settled
Other Business Activities

Douglas is a finance committee member for Saints Peters & Paul Church, spending minimal time. He is also a director and board member of Kiwanis Foundations of Hicksville, assisting with volunteer services.

Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
November 2013 - June 2019 · 5 yrs 7 mos
Foresters Financial Services, INC.Broker
January 1986 - June 2019 · 33 yrs 5 mos
State Registrations20 states
AZCACTDEFLGAIAKSMAMDNCNHNJNVNYOHPARISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.