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Andrew Baker

40 Years of Experience
Bellevue, WA
BrokerSells Insurance

Andrew Baker is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bellevue, WA, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

11400 SE 8th Street, #265, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an independent contractor for Baker Day LLC, acting as a DBA for his Raymond James business. He also acts as a trustee, manages assets for Lewis River Logging Co Corp, owns rental property, and is an agent for Green Financial, selling group and individual health insurance and other group products, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2018 - Present · 7 yrs 7 mos
Raymond James Financial Services, INC.Broker
December 2018 - Present · 7 yrs 7 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - December 2018 · 1 yr 9 mos
MML Investors Services, LLC
March 2017 - December 2018 · 1 yr 9 mos
Msi Financial Services, INC.Broker
November 2003 - March 2017 · 13 yrs 4 mos
Msi Financial Services, INC.
November 2003 - March 2017 · 13 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
November 2003 - July 2007 · 3 yrs 8 mos
New England Securities Corporation
July 2000 - April 2004 · 3 yrs 9 mos
New England SecuritiesBroker
April 1991 - April 2004 · 13 yrs
Financial Planning Clinic Securities CORP.Broker
March 1989 - March 1991 · 2 yrs
New England Securities CorporationBroker
September 1987 - April 1989 · 1 yr 7 mos
Financial Planning Clinic Securities CORP.Broker
February 1986 - March 1991 · 5 yrs 1 mo
State Registrations12 states
AKAZCACODCIAIDNMNVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.