Steven Jones
Steven Jones is a registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1200 5th Ave Ste 1920, Seattle, WA, 98101-3116
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a trustee for his father's estate and several trusts, and manages rental real estate. He also serves as a board member for Sundin Beach Association, which involves non-variable insurance, and is the sole owner/manager of Haglund Enterprises LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Signator Financial Services, INC.Broker
Signator Financial Services, INC.
First Washington Corporation
First Washington CorporationBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations23 states
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