Thomas Flanagan
Thomas Flanagan is a registered investment advisor at Osaic Wealth, INC., based in Saint James, NY, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Saint James, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an insurance agent through TPF Insurance, providing fixed annuities, disability, health, and life insurance, dedicating a few hours per week. He also spends minimal time as a motivational speaker at churches and libraries.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Questar Capital CorporationBroker
Usallianz Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Vanderbilt Securities, LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Foresters Equity Services, INC.Broker
Josephthal & CO., INC.Broker
Robb Peck Mccooey Clearing CorporationBroker
On-Site Trading, INC.Broker
1717 Capital Management CompanyBroker
Worldco, L.L.C.Broker
Robb Peck Mccooey Clearing CorporationBroker
Whale Securities CO., L.P.Broker
Ladenburg, Thalmann & CO., INC.Broker
Bear, Stearns & CO. INC.Broker
Lehman Brothers INC.Broker
First Albany CorporationBroker
Lehman Brothers INC.Broker
J. T. Moran & CO., INC.Broker
J. W. Gant & Associates, INC.Broker
Allied Capital Group, INC.Broker
Norbay Securities INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.