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Terence Barnett

LPL Financial LLC
39 Years of Experience
Stamford, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
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Terence Barnett is a registered investment advisor at LPL Financial LLC, based in Stamford, CT, with 39 years of industry experience. Terence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

263 Tresser Blvd. First Floor, Stamford, CT, 06901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Terence operates under the DBA American Strategic Advisors for his LPL business since 2020. He also sells non-variable insurance for United Healthcare, dedicating a few hours per week, and has an approved ebook, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
April 2020 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC.
June 2010 - May 2020 · 9 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2010 - May 2020 · 9 yrs 11 mos
Citigroup Global Markets INC.Broker
May 2007 - July 2010 · 3 yrs 2 mos
Citigroup Global Markets INC.
May 2007 - July 2010 · 3 yrs 2 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
April 1997 - May 2007 · 10 yrs 1 mo
Gkn Securities CORP.Broker
April 1995 - April 1997 · 2 yrs
Corporate Securities Group, INC.Broker
December 1990 - March 1995 · 4 yrs 3 mos
Gilford Securities IncorporatedBroker
January 1990 - December 1990 · 11 mos
The Stuart-James Company, IncorporatedBroker
January 1987 - December 1989 · 2 yrs 11 mos
The Stuart-James Company, IncorporatedBroker
September 1986 - December 1989 · 3 yrs 3 mos
State Registrations11 states
CACTFLGAILMENHNJNYRIWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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