Sean Flaherty
Sean Flaherty is a registered investment advisor at LPL Financial LLC, based in Boston, MA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
24 School Street, Suite 503, Boston, MA, 02108
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is involved in several investment-related activities, including DBAs for LPL business and acting as an IAR for Integrated Wealth Concepts, LLC. He also works as a non-variable insurance agent, dedicating a few hours per week to this role.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Coburn & Meredith, INC.
Coburn & Meredith, INC.Broker
Gruntal & CO., L.L.C.Broker
Kidder, Peabody & CO. IncorporatedBroker
Homans, Mcgraw, Trull, Valeo & CO., INC.Broker
State Registrations4 states
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