Dean Anast is a registered investment advisor at Ni Advisors, based in Brewster, KS, with 39 years of industry experience. Dean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 6 clients with $3.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ni Advisors offers investment management services where fees are calculated as a percentage of your investments. The annual fee is based on the type of investment (equity, mutual fund/variable annuity, or fixed income) and the amount you invest. The fee is at least $1,000 per year. Fees are negotiable and billed quarterly.
For equity investments, the fee schedule is:
- First $100,000: 1.00% (with a $1,000 minimum fee)
- Next $150,000: 1.00%
- Next $250,000: 0.90%
- Next $250,000: 0.80%
- Next $250,000: 0.75%
- Next $1,000,000: 0.70%
- Next $1,000,000: 0.65%
- Next $2,000,000: 0.60%
- Next $5,000,000: 0.50%
- Over $10,000,000: 0.30%
For mutual fund/variable annuity investments, the fee schedule is:
- First $100,000: 1.00% (with a $1,000 minimum fee)
- Next $150,000: 1.00%
- Next $250,000: 1.00%
- Next $250,000: 1.00%
- Next $250,000: 0.75%
- Next $1,000,000: 0.75%
- Next $1,000,000: 0.50%
- Next $2,000,000: 0.50%
- Next $5,000,000: 0.50%
- Over $10,000,000: 0.50%
For fixed income investments, the fee schedule is:
- First $100,000: 1.00% (with a $1,000 minimum fee)
- Next $150,000: 0.30%
- Next $250,000: 0.30%
- Next $250,000: 0.30%
- Next $250,000: 0.30%
- Next $1,000,000: 0.25%
- Next $1,000,000: 0.25%
- Next $2,000,000: 0.25%
- Next $5,000,000: 0.20%
- Over $10,000,000: 0.20%
There is no fee on cash or money market funds.
Location
Brewster, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean is the president, founder, and owner of The Petra Group, Inc. since 1987, where he is involved in mortgage financing, life and health insurance, secondary annuities, and precious metals sales, dedicating a few hours per week to the business.
Employment History
Current Registrations
Ni Advisors
Ni AdvisorsBroker
Ni Advisors
Previous Registrations
Firestone Capital Advisors INC.
Professional Broker-Dealer Financial Planning, INC.Broker
Professional Broker-Dealer Financial Planning, INC.
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Sunset Financial Services, INC.
Sunset Financial Services, INC.Broker
Contemporary Financial Solutions, INC.Broker
Mutual Service Corporation
Mutual Service CorporationBroker
Multi-Financial Securities CorporationBroker
Allmerica Investments, INC.Broker
Allmerica Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.