Theodore Crowley
Theodore Crowley is a registered investment advisor at RBC Capital Markets, LLC, based in Scottsdale, AZ, with 37 years of industry experience. Theodore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
6710 North Scottsdale Road, Suite 150, Scottsdale, AZ, 85253-4451
Get directionsHistory
Regulatory History (2)
Financial
July 2019Customer Dispute
June 2012Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Sunamerica Securities, INC.Broker
Franklin-Lord, INC.Broker
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Hutchison Financial CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.