Paul Cuomo
Paul Cuomo is a registered investment advisor at Citizens Securities, INC., based in Albany, NY, with 37 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 53,044 clients with $9.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Citizens Securities offers investment management through its Managed Account Program. The fees vary depending on the specific program selected.
The maximum annual rate for Citizens Securities' component of the fee is 2.00%. The total fee covers asset allocation recommendations, manager research, brokerage, custody, performance reports, and administrative services. Third-party manager fees typically range from 0.02% to 0.50%.
Fees are negotiable under some circumstances, such as the type and size of the client account and the range of services provided.
For Connect accounts, there is a minimum investment of $2,000.
Location
20 Corporate Woods Blvd, Suite 302, Ms: Nyac10, Albany, NY, 12211
Get directionsHistory
Regulatory History (3)
Financial
January 2017Regulatory
January 1999Regulatory
June 1998Other Business Activities
Paul referees high school basketball games, dedicating a few hours per week to this activity. He is also a notary public.
Employment History
Current Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Previous Registrations
Park Avenue Securities LLCBroker
Cantella & CO., INC.Broker
Bishop, Rosen & CO., INC.Broker
Girard Securities, INC.Broker
Detwiler Fenton & CO.Broker
First Dunbar Securities CorporationBroker
Leerink Swann & CompanyBroker
Gruntal & CO. IncorporatedBroker
Fechtor, Detwiler & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.