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Paul Cuomo

Citizens Securities, INC.
37 Years of Experience
Quincy, MA
3 DisclosuresBroker
View SEC Summary
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Paul Cuomo is a registered investment advisor at Citizens Securities, INC., based in Quincy, MA, with 37 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 60,545 clients with $13B in assets under management.

Citizens Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
787 advisors
Number of Clients
60,545 clients
Average Client Portfolio
$213K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.35%
$250K - $500K1.25%
$500K - $1.0M1.13%
$1.0M - $2.0M1.08%
$2.0M - $5.0M1.03%
$5M+0.98%

Schedule reflects fees for the Advisory Connect program. Other managed account programs charge an advisor fee up to 2%, plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

85 Quincy Ave, Quincy, MA, 02169

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2017
Final
Regulatory
January 1999
Final
Regulatory
June 1998
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Paul referees high school basketball games, dedicating a few hours per week to this activity. He is also a notary public.

Employment History
Current Registrations
Citizens Securities, INC.
March 2018 - Present · 8 yrs 7 mos
Citizens Securities, INC.Broker
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
Park Avenue Securities LLCBroker
February 2013 - February 2017 · 4 yrs
Cantella & CO., INC.Broker
January 2010 - August 2012 · 2 yrs 7 mos
Bishop, Rosen & CO., INC.Broker
December 2009 - January 2010 · 1 mo
Girard Securities, INC.Broker
June 2009 - December 2009 · 6 mos
Detwiler Fenton & CO.Broker
May 2007 - June 2009 · 2 yrs 1 mo
First Dunbar Securities CorporationBroker
October 2002 - May 2007 · 4 yrs 7 mos
Leerink Swann & CompanyBroker
August 1996 - October 2002 · 6 yrs 2 mos
Gruntal & CO. IncorporatedBroker
November 1992 - August 1996 · 3 yrs 9 mos
Fechtor, Detwiler & CO., INC.Broker
March 1988 - November 1992 · 4 yrs 8 mos
State Registrations3 states
MANCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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