EF
EF

Evan Fischer

40 Years of Experience
Garden City, NY
4 DisclosuresBroker

Evan Fischer is a registered investment advisor at Ameriprise Financial Services, LLC, based in Garden City, NY, with 40 years of industry experience. Evan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1001 Franklin Ave Ste 302, Garden City, NY, 11530

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
Customer Dispute
January 2017
Settled
Customer Dispute
June 2016
Award / Judgment
Customer Dispute
May 2004
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLC
April 2016 - Present · 10 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Oppenheimer & CO. INC.
March 2008 - April 2016 · 8 yrs 1 mo
Oppenheimer & CO. INC.Broker
July 2002 - April 2016 · 13 yrs 9 mos
RBC Dain Rauscher INC.Broker
March 2002 - July 2002 · 4 mos
Tucker Anthony IncorporatedBroker
February 1998 - March 2002 · 4 yrs 1 mo
Bt Alex. Brown IncorporatedBroker
September 1997 - March 1998 · 6 mos
Alex. Brown & Sons IncorporatedBroker
August 1996 - September 1997 · 1 yr 1 mo
Legg Mason Wood Walker, IncorporatedBroker
July 1991 - August 1996 · 5 yrs 1 mo
Ladenburg, Thalmann & CO., INC.Broker
December 1986 - July 1991 · 4 yrs 7 mos
Macpeg, Ross, O'connell & Goldaber, INC.Broker
January 1986 - December 1986 · 11 mos
State Registrations10 states
CACTFLGAMANCNJNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.