Richard Stumpf
Richard Stumpf is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Wichita, KS, with 40 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.
Fee Estimator
Location
3500 N Rock Rd, Bldg 300A, Wichita, KS, 67226
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2018Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various companies through Financial Benefits Inc and LFG Associates LLC, spending a significant amount of time on these activities. He also owns commercial and rental real estate, works as a notary public, and is an advisory representative of an RIA.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Financial Benefits, INC
Previous Registrations
Sunamerica Securities, INC.Broker
G. R. Phelps & CO., INC.Broker
Ofg Financial Services, INC.Broker
Financial Benefits, INC
The Columbian Securities CorporationBroker
Andover Securities, INC.Broker
American Express Financial Advisors INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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