Michael Williams is a registered investment advisor at LPL Financial LLC, based in Exton, PA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
224 Valley Creek Blvd, Ste 330, Exton, PA, 19341
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael operates under the DBA First Financial Networks, Inc. for his LPL business since 1991. This activity takes nearly full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sun Investment Services CompanyBroker
Walnut Street Securities, INC.Broker
Integrated Resources Equity CorporationBroker
Carillon Investments, INC.Broker
Balanced Security Programs, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.