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Spencer Lynch

Raymond James & Associates, INC.
40 Years of Experience
Charleston, SC
1 DisclosureBroker
View SEC Summary
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Spencer Lynch is a registered investment advisor at Raymond James & Associates, INC., based in Charleston, SC, with 40 years of industry experience. Spencer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

360 Concord Street, Suite 210, Charleston, SC, 29401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Spencer is a partner in Central Ave LLC and Seymour Lynch LLC, both rental real estate businesses, and dedicates minimal time to each. He also serves as an officer and board member for the Gibbes Museum of Art and a committee member for the Hebrew Orphan Society, both non-profit organizations.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2009 - February 2013 · 4 yrs
Morgan Keegan & Company, INC.Broker
February 2009 - February 2013 · 4 yrs
Citigroup Global Markets INC.
February 2006 - February 2009 · 3 yrs
Citigroup Global Markets INC.Broker
February 2006 - February 2009 · 3 yrs
Legg Mason Wood Walker INC
March 1999 - February 2006 · 6 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
January 1999 - February 2006 · 7 yrs 1 mo
Dean Witter Reynolds INC.Broker
June 1986 - January 1999 · 12 yrs 7 mos
Investacorp, INC.Broker
February 1986 - June 1986 · 4 mos
State Registrations32 states
AKALAZCACODCFLGAHIILINKSKYLAMAMDMEMINCNJNMNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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