Donald Frio
Donald Frio is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Morristown, NJ, with 34 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Donald owns rental property in Erskinville, Australia since May 2024. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Barclays Capital INC.Broker
Sg Americas Securities, LLCBroker
Citigroup Global Markets INC.Broker
Daiwa Securities America INC.Broker
Sanwa Securities (USA) CO., L.P.Broker
Sanwa Universal Securities CO.Broker
Bt Securities CorporationBroker
Citicorp Securities, INC.Broker
Tradition (government Securities) INC.Broker
Tradition Berisford (government Securities) INC.Broker
Citicorp Securities Markets, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.