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Andrew Miller

36 Years of Experience
New York, NY
2 DisclosuresBroker

Andrew Miller is a registered investment advisor at Park Avenue Securities LLC, based in New York, NY, with 36 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

535 Fifth Avenue, 13th Floor, New York, NY, 10017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2004
Customer Dispute
February 2001
Denied
Other Business Activities

Andrew is president of 111 East 56th St. Corp, voting on building operation issues, and treasurer for Ocean Beach Vol Firemen's Benevolent Association. He also sells and administers traditional products through Smith, Miller & Associates, Inc., and has a dormant book publishing company, Stephen David Editions.

Employment History
Current Registrations
Park Avenue Securities LLC
April 2021 - Present · 5 yrs 3 mos
Park Avenue Securities LLC
June 2013 - Present · 13 yrs 1 mo
Park Avenue Securities LLCBroker
June 2013 - Present · 13 yrs 1 mo
Previous Registrations
AXA Advisors, LLCBroker
October 2008 - June 2013 · 4 yrs 8 mos
Park Avenue Securities LLCBroker
January 2007 - November 2008 · 1 yr 10 mos
American Portfolios Financial Services, INC.Broker
October 2004 - December 2006 · 2 yrs 2 mos
MML Investors Services, INC.Broker
May 1989 - July 2004 · 15 yrs 2 mos
State Registrations7 states
CACTFLMANJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.