Michael Tracy
Michael Tracy is a registered investment advisor at Cetera Investment Advisers LLC, based in West Des Moines, IA, with 39 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1055 Jordan Creek Parkway, Suite 130, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business ActivitiesSells Insurance
Michael is an independent insurance agent for various independent insurance companies, dedicating minimal time to this activity. He also works as an advisory representative of an RIA, spending full-time hours on this role. Finally, Michael is the Vice President of a Home Owners Association, dedicating minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Brenton Investments, INC.Broker
A. G. Edwards & Sons, INC.Broker
Allied Group Securities CorporationBroker
R. Rowland & CO., IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.