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Carmela Nocerino

27 Years of Experience
Basking Ridge, NJ
Broker

Carmela Nocerino is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Basking Ridge, NJ, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

222 Mount Airy Road, Ste 209, Basking Ridge, NJ, 07920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carmela works as an associate/employee at IronRidge Wealth Management Group, dedicating about half of her time to operational support. She is also a silent partner in Paw Prints by Olivia, a pet care business, requiring minimal time commitment.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2022 - Present · 4 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Morgan Stanley
August 2016 - January 2022 · 5 yrs 5 mos
Morgan StanleyBroker
August 2016 - January 2022 · 5 yrs 5 mos
RBC Capital Markets, LLCBroker
March 2016 - August 2016 · 5 mos
RBC Capital Markets, LLC
March 2016 - August 2016 · 5 mos
Morgan Stanley
March 2013 - March 2016 · 3 yrs
Morgan StanleyBroker
April 2012 - March 2016 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - March 2012 · 11 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1998 - April 2000 · 1 yr 5 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHORPARISCSDTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carmela Nocerino - Financial Advisor | TrueAdvisor