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Robert Halldin

Vestech Asset Management INC.
40 Years of Experience
Bonita Springs, FL
9 Disclosures
View SEC Summary
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Robert Halldin is a registered investment advisor at Vestech Asset Management INC., based in Bonita Springs, FL, with 40 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 278 clients with $100M in assets under management.

Vestech Asset Management INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
278 clients
Average Client Portfolio
$359K average
Assets Under Management
$99.7M

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1M+1.50%

Fees are negotiable for accounts over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Bonita Springs, FL

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2020
Final
Financial
August 2020
Pending
Judgment / Lien
August 2020
Customer Dispute
April 2019
Denied
Customer Dispute
January 2018
Settled
Financial
October 2017
Final
Financial
February 2017
Final
Customer Dispute
May 2016
Settled
Judgment / Lien
January 2014
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vestech Asset Management INC.
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
American Portfolios Advisors, INC
February 2012 - July 2017 · 5 yrs 5 mos
American Portfolios Financial Services, INC.Broker
February 2012 - July 2017 · 5 yrs 5 mos
Pacific West Financial Consultants INC
August 2009 - February 2012 · 2 yrs 6 mos
Pacific West Securities, INC.Broker
July 2009 - February 2012 · 2 yrs 7 mos
Banc of America Investment Services, INC.
November 2005 - August 2009 · 3 yrs 9 mos
Banc of America Investment Services, INC.Broker
November 2005 - August 2009 · 3 yrs 9 mos
Bancnorth Investment Group, INC.Broker
January 2005 - November 2005 · 10 mos
Primevest Financial Services, INC.
March 2003 - November 2005 · 2 yrs 8 mos
Primevest Financial Services, INC.Broker
March 2003 - January 2005 · 1 yr 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
August 2000 - March 2003 · 2 yrs 7 mos
National Planning CorporationBroker
August 2000 - March 2003 · 2 yrs 7 mos
Webster Investment Services, INC.Broker
June 2000 - August 2000 · 2 mos
Mechanics Investment Services, INC.Broker
June 1997 - June 2000 · 3 yrs
U.S. Clearing CORP.Broker
December 1994 - July 1997 · 2 yrs 7 mos
Banca Imi Securities CORP.Broker
April 1991 - December 1994 · 3 yrs 8 mos
Mabon, Nugent & CO.Broker
June 1988 - April 1991 · 2 yrs 10 mos
Isfa CorporationBroker
November 1987 - June 1988 · 7 mos
Dean Witter Reynolds INC.Broker
March 1986 - November 1987 · 1 yr 8 mos
State Registrations1 state
CT
Advisor

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Exams
No exam information available for this advisor.
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