John Smith is a registered investment advisor, based in Plymouth, MA, with 39 years of industry experience.
Location
34 Main Street Extension, Suite 204, Plymouth, MA, 02360
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Regulatory History (1)
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Customer Dispute
September 2013Denied
Other Business Activities
John is an independent contractor and financial advisor for Boston Harbor Wealth Advisors. He also owns JMJ Plymouth, LLC, a support company/DBA, and works as a financial advisor through it; both activities require minimal time commitment.
Employment History
Current Registrations
World Investments, LLC
June 2024 - Present · 2 yrs 1 mo
World Investments, LLCBroker
June 2024 - Present · 2 yrs 1 mo
World Investment Advisors, LLC
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Raymond James Financial Services, INC.Broker
December 2019 - June 2024 · 4 yrs 6 mos
Raymond James Financial Services Advisors, INC
December 2019 - June 2024 · 4 yrs 6 mos
Raymond James & Associates, INC.Broker
September 2016 - December 2019 · 3 yrs 3 mos
Raymond James & Associates, INC.
September 2016 - December 2019 · 3 yrs 3 mos
Deutsche Bank Securities INC.
August 2009 - September 2016 · 7 yrs 1 mo
Deutsche Bank Securities INC.Broker
August 2009 - September 2016 · 7 yrs 1 mo
Thomas Weisel Partners LLC
October 2007 - July 2009 · 1 yr 9 mos
Thomas Weisel Partners LLCBroker
August 2005 - July 2009 · 3 yrs 11 mos
Janney Montgomery Scott LLCBroker
November 2002 - September 2005 · 2 yrs 10 mos
Deutsche Bank Securities INC.Broker
January 2001 - November 2002 · 1 yr 10 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
March 1992 - September 1997 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1986 - March 1992 · 6 yrs 1 mo
State Registrations12 states
AZCACTFLILMAMINCNHNJNYTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.